Regulation

The regulatory technology (RegTech) sector is now growing at a pace of 19.5% annually. We take a look at three other industries (besides financial services) which are becoming increasingly regulated as time passes.

An analysis of the Executive Order on digital assets, its implementation process, and what it means from the perspective of regulatory compliance.

A compliance officer’s role, its evolution, the multitude of challenges which CCOs contend with on a daily basis, and how a role so notoriously demanding can be made more manageable.

As cryptocurrency continues to surge in popularity, it has found itself in regulators' crosshairs globally.

The SEC lays out specific recordkeeping rules for investment advisor to follow, or else face significant fines and penalties.

Complying with SEC regulations of recordkeeping isn't difficult, but it requires a fit-for-purpose solution.